Chief AI Advisors
AI Oversight for Regulated Firms
Safe. Smart. Scalable.
We help financial firms and regulated businesses implement AI solutions that enhance compliance, streamline operations, and unlock growth – without cutting corners.
The AI Gap in Regulated Markets
AI adoption is exploding – but most firms in the private capital space don’t know where to start.
You need leads. You need automation. But you also need governance, compliance, and investor protection.
Without a plan, firms risk falling behind or triggering unwanted scrutiny.
Oversight First, AI Strategy for Financial Firms
We don’t just build AI – we guide it.
We assess your firm’s needs, recommend safe automation strategies, and partner with vetted implementation experts to deliver real results.
AI Readiness Assessments
We evaluate your firm’s workflows, compliance posture, and automation potential to identify where AI can safely and effectively deliver results.
Strategy & Governance Planning
We create tailored AI strategies that align with your business goals, risk tolerance, and regulatory obligations — with human oversight at every step.
Implementation Oversight with Trusted Partners
We partner with vetted AI solution providers and stay involved to ensure the work meets your standards and industry compliance expectations.
Focus on Lead Gen, Compliance, and Rep Enablement
From automated lead flow to better rep training and smoother compliance reviews, we help you apply AI where it moves the needle most.
Who We Help
01
Exempt Market Dealers
Streamline rep onboarding, lead generation, and compliance reviews with AI-powered tools.
02
Fund Issuers
Accelerate offering document prep and market research while enhancing investor transparency.
03
Regulated Professionals
Use AI to automate admin tasks and focus more on client relationships and strategic decisions.
04
Compliance Teams & Advisory Boards
Enhance oversight and risk management with AI-driven monitoring, reporting, and document analysis.
“Whether you’re running a dealer or launching a fund, we’ll help you apply AI in a way that scales — and stays compliant.”
About the Founder
Meet Yvonne Becker, Founder of Chief AI Advisors
A 20-year veteran in private capital markets and a member of the PCMA DR Advisory Board, Yvonne brings deep regulatory insight and industry relationships to guide firms safely into the AI era. She partners with best-in-class AI providers to implement solutions you can trust.
$60M+
Raised
Across real estate, private equity, and alternative investments
1000+
Clients Advised
From seasoned reps to first-time investors, across Canada’s private markets.
Let’s Modernize Your Business, Safely.
Have Questions?
Frequently Asked
Questions
Do I need to be tech-savvy to work with you?
No – we handle the strategy and partner with trusted AI implementers. You bring your goals, we bring the roadmap.
Are you a software developer or agency?
No – we are advisors. We provide strategy, governance, and oversight, then partner with vetted implementation teams to execute the work.
What areas of my business can be automated with AI?
Common use cases include lead generation, KYC/KYP workflows, document prep and review, compliance checklists, rep onboarding, and investor education tools.
Is this compliant with Canadian securities regulations?
Yes – we follow CSA guidance (including Notice 11-348) and advocate a “human-in-the-loop” approach that enhances compliance and oversight.
How much does it cost to work with you?
We offer a free initial call, a low-cost readiness assessment, and tiered advisory packages depending on your needs. Implementation costs are quoted separately by our partners.
How do I get started?
Start with our free AI Readiness Checklist or book a discovery call – we’ll assess your needs, identify opportunities, and map a safe path forward.
Need expert guidance?
Not sure what’s right for your firm? Chat with us live – we’ll help you explore your options.